Research Analyst Disclosure
Essential information about the Research Services to assist prospective clients and clients in making an informed decision before onboarding.
Purpose of This Document
The purpose of the document is to provide essential information about the Research Services in a manner to assist and enable the prospective client/client in making an informed decision for engaging in Research services before onboarding.
History, Present Business & Background
Sushant Sharad Dighe is registered with SEBI as Research Analyst with registration no. INH000026433.
The Research Analyst is engaged in offering research and recommendation services.
Terms and Conditions of Research Services
The Research Services will be limited to providing independent research recommendation and shall not be involved in any advisory or portfolio allocation services.
Important Risk Notice
The Research Analyst never guarantees the returns on the recommendation provided. Investor shall take note that Investment/trading in stocks/Index or other securities is always subject to market risk. Past performance is never a guarantee of same future results.
The Research Analyst shall not be responsible for any loss to the Investors.
Disciplinary History
Clean Regulatory Record
There are no pending material litigations or legal proceedings against the Research Analyst.
SEBI Record
As on date, no penalties / directions have been issued by SEBI under the SEBI Act or Regulations made there under against the Research Analyst relating to Research Analyst services.
Details of its Associates
No associates.
Disclosures — Research & Recommendation Services
The following disclosures relate to the Research Analyst and Research & Recommendation Services.
- The Research Analyst or any of its officer/employee does not trade in securities which are subject matter of recommendation.
- There are no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflict of interest shall be disclosed to the client as and when they arise.
- Research Analyst or its employee or its associates have not received any compensation from the company which is subject matter of recommendation.
- Research Analyst or its employee or its associates have not managed or co-managed the public offering of any company.
- Research Analyst or its employee or its associates have not received any compensation for investment banking or merchant banking of brokerage services from the subject company.
- Research Analyst or its employee or its associates have not received any compensation for products or services other than above from the subject company.
- Research Analyst or its employee or its associates have not received any compensation or other benefits from the Subject Company or 3rd party in connection with the research report/ recommendation.
- The subject company was not a client of Research Analyst or its employee or its associates during twelve months preceding the date of recommendation services provided.
- Research Analysts or its employee or its associates has not served as an officer, director or employee of the subject company.
- Research Analysts has not been engaged in market making activity of the subject company.
Contact Information
For verification or queries regarding the Research Analyst registration and Research Services, please contact us.
Contact
Registered Office
Navi Mumbai, Maharashtra
Standard Warning
“Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”
Disclaimer
“Registration granted by SEBI, enlistment as RA with Exchange and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”